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Chapter 23 · Solutions

Iterators: Solutions

1. evens(n), summed by the unmodified total()

Write a generator evens(n) that yields the first n even numbers, and confirm total() from iterators.py sums them without modification.

Where to look

Generators shows how a function containing yield returns an iterator. Write evens() the same way, then pass its result to total(). Any iterable works there, so total() needs no change.

The shape
# The shape of exercise_1.py
from collections.abc import Iterable, Iterator

def total(numbers: Iterable[int]) -> int:
    ...

def evens(n: int) -> Iterator[int]:
    ...
Solution
# exercise_1.py
from collections.abc import Iterable, Iterator

def total(numbers: Iterable[int]) -> int:
    return sum(numbers)

def evens(n: int) -> Iterator[int]:
    for i in range(n):
        yield i * 2

print(list(evens(5)))
#: [0, 2, 4, 6, 8]
print(total(evens(5)))
#: 20

evens() is a generator function with the same shape as fibonacci(): a function containing yield, so calling it returns an iterator rather than running the body immediately. total() calls sum() on whatever iterable it receives, so total() sums evens(5)’s values without needing to know that a new kind of generator now exists alongside fibonacci() and Countdown.

2. Countdown with __len__()

Rewrite Countdown to also support len(), then explain why a generator cannot.

Where to look

Generators shows Countdown as a class whose __iter__() is a generator. Add a __len__() that computes the answer from the start field. For the explanation, consider what a generator keeps between calls to next(), and what len() would have to do to learn a count.

The shape
# The shape of exercise_2.py
from collections.abc import Iterator
from dataclasses import dataclass

@dataclass
class Countdown:
    start: int

    def __iter__(self) -> Iterator[int]:
        ...

    def __len__(self) -> int:
        ...
Solution

If __len__() returns self.start alone, len(Countdown(-1)) raises a ValueError, since len() rejects a negative length. So does list(Countdown(-1)), because list() calls __len__() to size its result, though a for loop over the same object runs zero times without complaint. The solution returns max(self.start, 0), so the length matches the zero values that iteration produces.

# exercise_2.py
from collections.abc import Iterator
from dataclasses import dataclass

@dataclass
class Countdown:
    start: int

    def __iter__(self) -> Iterator[int]:
        n = self.start
        while n > 0:
            yield n
            n -= 1

    def __len__(self) -> int:
        return max(self.start, 0)

c = Countdown(5)
print(len(c))
#: 5
print(list(c))
#: [5, 4, 3, 2, 1]
print(len(c))  # Still works after iterating
#: 5

Build a fresh generator per pass. Countdown supports len() because it is a reusable iterable, not an iterator. Each for loop or list() call gets a fresh generator from a fresh call to __iter__(), so iterating leaves c.start alone.

Count without consuming. len(c) computes from c.start directly, any number of times, before or after.

A generator cannot support len(). Once you call a generator function, you have the iterator, and an iterator’s whole state is “how far through have I gotten.” That makes counting its remaining items expensive: the only way to learn how many values remain is to consume them, which uses them up. No start field remains to inspect, and nothing can ask a paused generator “how many more times will you yield?” without running it to exhaustion. Countdown escapes that expense because it is a container that produces a generator on demand. The container keeps the value len() reads, and reading it consumes nothing.

3. The first ten values of fibonacci(1_000_000)

Use itertools.islice() to take the first 10 values of fibonacci(1_000_000) without computing the rest.

Where to look

The Costs of Laziness explains that creating a generator runs none of its body. Wrap the generator in itertools.islice() with a stop of 10. islice() pulls only as many values as you request, so the rest stay uncomputed.

The shape
# The shape of exercise_3.py
from collections.abc import Iterator
from itertools import islice

def fibonacci(n: int) -> Iterator[int]:
    ...
Solution

If you slice the generator the way you would a list, fibonacci(1_000_000)[:10] raises a TypeError, because a generator defines no __getitem__(). The type checker rejects the slice before the program runs, and ty reports it as not-subscriptable. islice() slices an iterator by pulling from it, as Reusable Algorithms notes.

# exercise_3.py
from collections.abc import Iterator
from itertools import islice

def fibonacci(n: int) -> Iterator[int]:
    a, b = 0, 1
    for _ in range(n):
        yield a
        a, b = b, a + b

print(list(islice(fibonacci(1_000_000), 10)))
#: [0, 1, 1, 2, 3, 5, 8, 13, 21, 34]

fibonacci(1_000_000) builds a generator ready to yield a million values, but building it computes nothing. A generator’s body runs only as far as the next yield, each time something asks it for a value. islice(..., 10) asks for exactly ten, so fibonacci()’s loop runs ten iterations and leaves the other 999,990 uncomputed, the same laziness on which Comprehensions and Performance both rely.

4. Two fixes for a spent generator

generator_lifecycle.py returns an empty list on its second pass. Fix the caller two ways: collect into a list once and reuse it, then instead convert squares into a Countdown-style iterable class whose __iter__() builds a fresh generator. Which fix would you choose for a stream of a million items, and why?

Where to look

An Exhausted Generator Is Silently Empty shows the second pass returning nothing. One fix stores the values with list() once; the other turns squares into a class whose __iter__() builds a new generator on each call. Weigh the two by what each keeps in memory and what each recomputes.

The shape
# The shape of exercise_4.py
from collections.abc import Iterator
from dataclasses import dataclass

def squares(n: int) -> Iterator[int]:
    ...

@dataclass
class Squares:
    n: int

    def __iter__(self) -> Iterator[int]:
        ...
Solution
# exercise_4.py
from collections.abc import Iterator
from dataclasses import dataclass

def squares(n: int) -> Iterator[int]:
    for i in range(n):
        yield i * i

# Fix one: collect once, then reuse the list
collected = list(squares(5))
print(collected)
#: [0, 1, 4, 9, 16]
print(collected)
#: [0, 1, 4, 9, 16]

# Fix two: __iter__() builds a fresh generator per pass
@dataclass
class Squares:
    n: int

    def __iter__(self) -> Iterator[int]:
        for i in range(self.n):
            yield i * i

sq = Squares(5)
print(list(sq))
#: [0, 1, 4, 9, 16]
print(list(sq))
#: [0, 1, 4, 9, 16]

Both fixes survive a second pass, and they pay differently. The list holds every value for as long as the name lives, so a million items is a million items in memory, and the second pass costs nothing. Squares holds one integer, n, and each pass recomputes from scratch.

For a stream of a million items, choose Squares. Memory is the resource that fails catastrophically, as Performance describes: a data set that fits runs at full speed and one that does not falls off a cliff into swapping or a MemoryError. Recomputation merely costs time, in proportion. The list wins only when a pass is expensive and you know the data is small, or when nothing can replay the source, as with a network response.

5. tee with the branches k items apart

tee.py measures two extremes: one branch drained before the other starts, and both branches in lockstep. Measure what lies between them. Advance one branch k items ahead of the other, then walk both together so the leading branch stays k items ahead. Predict how the buffer grows with k before you measure it, then measure it for two values of k with tee.py’s tracemalloc approach, and explain the result using the rule in What tee() Buffers.

Where to look

What tee() Buffers gives the rule for what tee() holds. Use islice() to advance one branch k items, then walk both with zip() so the gap stays fixed. Measure the peak with tracemalloc for two values of k, and compare the growth to the size of the gap.

The shape
# The shape of exercise_5.py
import tracemalloc
from collections.abc import Iterator
from itertools import islice, tee
from typing import Final
from benchmark import report

def squares(n: int) -> Iterator[int]:
    ...

N: Final[int] = 100_000

def peak_at_gap(k: int) -> int:
    ...
Solution
# exercise_5.py
import tracemalloc
from collections.abc import Iterator
from itertools import islice, tee
from typing import Final
from benchmark import report

def squares(n: int) -> Iterator[int]:
    return (i * i for i in range(n))

N: Final[int] = 100_000

def peak_at_gap(k: int) -> int:
    ahead, behind = tee(squares(N))
    tracemalloc.start()
    for _ in islice(ahead, k):  # Open the gap
        pass
    for _ in zip(ahead, behind, strict=False):
        pass  # Both advance, the gap stays k
    _, peak = tracemalloc.get_traced_memory()
    tracemalloc.stop()
    return peak

near = peak_at_gap(100)
far = peak_at_gap(10_000)
report(gap_100=near, gap_10_000=far)
print(f"the wider gap buffers more: {far > near}")
#: the wider gap buffers more: True

The buffer grows in proportion to k. tee holds what the leading branch has consumed and the trailing one has not, so a gap of k items is a buffer of k items, whatever the length of the stream. The two measurements in tee.py are this rule at its limits: draining one branch first stretches the gap to the whole stream, and lockstep consumption shrinks it to a single item.

Hold the gap at k items. islice(ahead, k) opens the gap, and the zip() loop holds it there. Each step takes one item from each branch, so the buffer neither grows nor shrinks through the rest of the run.

Compare two gap widths. One machine measured about 9,400 bytes at k of 100 and about 416,000 at k of 10,000. A hundredfold wider gap costs roughly forty times the memory rather than a hundred, because the smaller figure is mostly the fixed cost of the two branches. The difference between the two figures, about 41 bytes per buffered item, is the part that tracks k.

Report what holds across machines. The script prints a boolean rather than the byte counts, since the sizes shift between machines and Python builds while their ordering does not. Pass --numbers to see the figures your machine reports.

6. A test for filter()

The prose pairs the generator expression’s if clause with filter(), but no test covers filter(). Add one to test_endless.py, and say which existing test it should resemble.

Where to look

Reusable Algorithms pairs the generator expression’s if clause with filter() and contrasts both with takewhile(). Copy the shape of the existing test for the if clause, but call filter(). Feed it an endless source that raises an exception after too many pulls, and use pytest.raises() to confirm the filter keeps asking.

Solution
# test_ch23_filter.py
from collections.abc import Iterator
from itertools import count
from typing import Final
import pytest

LIMIT: Final[int] = 1000

class Tripwire(Exception):
    pass

def counter(limit: int) -> Iterator[int]:
    for n in count(1):
        if n > limit:
            raise Tripwire(
                f"pulled {limit} values and kept asking")
        yield n

def test_filter_skips_but_never_stops() -> None:
    with pytest.raises(Tripwire):
        list(filter(lambda n: n < 3, counter(LIMIT)))

The test should resemble test_the_if_clause_skips_but_never_stops(), because filter() and the generator expression’s if clause are the same operation written two ways. Both skip what does not match and both keep asking forever, so both trip the wire. Only takewhile() stops.

Writing this test confirms the pairing the prose asserts. A reader might reasonably guess that filter(), being a function rather than a clause, gets a chance to decide when to stop. filter() gets no such chance: it receives values one at a time and can answer “keep” or “skip” about the value in front of it, not “stop.”

7. OverSequence, and first() on an endless source

gof_iterator.py shows only the stream version. Write OverSequence over a Sequence[T], confirm traverse() drives it with no changes to traverse(), and explain why it needs no seen list. Then build an OverStream over itertools.count(1). traverse() runs forever on an endless source, so drive the four methods yourself for 50,000 steps and report len(stream.seen). What has first() cost you on an endless source?

Where to look

The Pattern That Disappeared and first() and current_item() Rebuild the List show the four-method interface over a stream. OverSequence can index its sequence directly. OverStream must remember every item it has pulled, so ask what that list does on an endless source.

The shape
# The shape of exercise_7.py
from collections.abc import Iterable, Iterator, Sequence
from dataclasses import dataclass
from itertools import count
from typing import Protocol

DONE = sentinel("DONE")

class GoFIterator[T](Protocol):
    def first(self) -> None: ...
    def advance(self) -> None: ...
    def is_done(self) -> bool: ...
    def current_item(self) -> T: ...

@dataclass
class OverSequence[T]:
    items: Sequence[T]
    index: int = 0

    def first(self) -> None:
        ...

    def advance(self) -> None:
        ...

    def is_done(self) -> bool:
        ...

    def current_item(self) -> T:
        ...

class OverStream[T]:
    def __init__(self, source: Iterable[T]) -> None:
        ...

    def first(self) -> None:
        ...

    def advance(self) -> None:
        ...

    def is_done(self) -> bool:
        ...

    def current_item(self) -> T:
        ...

def traverse(it: GoFIterator[int]) -> list[int]:
    ...
Solution

If you pass the endless OverStream to traverse(), the call does not return: traverse() stops only when is_done() reports the end, and count(1) has none. seen gains an item on every step for as long as the call runs. The solution calls the four methods in a loop of 50,000 steps instead, so the run ends and the listing prints len(endless.seen).

# exercise_7.py
from collections.abc import Iterable, Iterator, Sequence
from dataclasses import dataclass
from itertools import count
from typing import Protocol

DONE = sentinel("DONE")

class GoFIterator[T](Protocol):
    def first(self) -> None: ...
    def advance(self) -> None: ...
    def is_done(self) -> bool: ...
    def current_item(self) -> T: ...

@dataclass
class OverSequence[T]:
    items: Sequence[T]
    index: int = 0

    def first(self) -> None:
        self.index = 0

    def advance(self) -> None:
        self.index += 1

    def is_done(self) -> bool:
        return self.index >= len(self.items)

    def current_item(self) -> T:
        return self.items[self.index]

class OverStream[T]:
    def __init__(self, source: Iterable[T]) -> None:
        self.source: Iterator[T] = iter(source)
        self.seen: list[T] = []
        self.index = 0

    def first(self) -> None:
        self.index = 0

    def advance(self) -> None:
        self.index += 1

    def is_done(self) -> bool:
        while len(self.seen) <= self.index:
            item = next(self.source, DONE)
            if item is DONE:
                return True
            self.seen.append(item)
        return False

    def current_item(self) -> T:
        return self.seen[self.index]

def traverse(it: GoFIterator[int]) -> list[int]:
    out: list[int] = []
    while not it.is_done():
        out.append(it.current_item())
        it.advance()
    return out

seq = OverSequence([2, 4, 6])
print(traverse(seq))
#: [2, 4, 6]
seq.first()
print(traverse(seq))
#: [2, 4, 6]

endless = OverStream(count(1))
for _ in range(50_000):
    endless.is_done()
    endless.current_item()
    endless.advance()
print(len(endless.seen))
#: 50000

Match by methods, not by base. traverse() needs no change, because its parameter names the GoFIterator protocol rather than a class. OverSequence and OverStream share no base class, and neither names the protocol. Defining its four methods is enough to satisfy it.

Read without consuming. OverSequence needs no seen list because its items sequence holds every value. A caller can index that sequence repeatedly, in any order, without consuming it, and the GoF interface assumes a collection allows that. OverStream builds seen to fake the same ability.

Measure what rewinding costs. The endless source shows what the faking costs. After 50,000 steps seen holds 50,000 items, and it holds a million after a million. first() works only if every value stays reachable, so supporting it on an endless source costs unbounded memory. Python’s __next__() has no such requirement, which is why itertools.count() is safe to iterate and impossible to rewind.

8. A peekable iterator

Write peek(it) that reports an iterator’s next value without consuming it. You cannot, so write a Peekable wrapper that can, and name what it stores that a bare iterator does not.

Where to look

Asking Consumes an Item shows that looking at the next value of an iterator advances it. Wrap the source in a class that pulls one item ahead and keeps it in a field. peek() returns that field, and __next__() returns it and then refills it, using a sentinel for the end.

The shape
# The shape of exercise_8.py
from collections.abc import Iterable, Iterator
from typing import override

DONE = sentinel("DONE")

class Peekable[T](Iterator[T]):
    def __init__(self, source: Iterable[T]) -> None:
        ...

    def peek(self) -> T | DONE:
        ...

    @override
    def __next__(self) -> T:
        ...
Solution

If you write peek(it) as return next(it, DONE) and call it on the demo’s (x * 2 for x in [1, 2, 3]), it reports the 2 and consumes it: the following next(it) returns 4. The type checker passes that version, so the loss shows only when the program runs. Peekable keeps the pulled item in a field, where peek() can read it any number of times and __next__() can still hand it out.

# exercise_8.py
from collections.abc import Iterable, Iterator
from typing import override

DONE = sentinel("DONE")

class Peekable[T](Iterator[T]):
    def __init__(self, source: Iterable[T]) -> None:
        self.source: Iterator[T] = iter(source)
        self.stored: T | DONE = next(self.source, DONE)

    def peek(self) -> T | DONE:
        return self.stored  # Reports without consuming

    @override
    def __next__(self) -> T:
        if self.stored is DONE:
            raise StopIteration
        item = self.stored
        self.stored = next(self.source, DONE)
        return item

it = Peekable(x * 2 for x in [1, 2, 3])
# Free, and repeatable
print(it.peek(), it.peek(), it.peek())
#: 2 2 2
print(next(it))
#: 2
print(it.peek())
#: 4
print(list(it))  # Still an ordinary iterator
#: [4, 6]
print(it.peek() is DONE)
#: True

You cannot write a bare peek(it) function. Reading a value requires next(), next() advances, and nothing in the protocol puts a value back. The next value does not exist anywhere you can reach without advancing the iterator.

Buffer one item ahead. Peekable stores what a bare iterator does not: one item, pulled early. That one stored item is the difference, and it restores the current_item() that GoF had and Python dropped. peek() is now free and repeatable, as the three identical 2s show, because it reads a field rather than the source.

Fill the buffer at construction. The cost appears in the constructor. Peekable pulls from the source before any caller asks for a value, so the constructor computes an expensive first item whether or not anything uses it. A source that blocks on its first read blocks at construction. The early pull is the same eagerness tee, OverStream, and this chapter’s other lookahead all pay: answering a question about the future means fetching the future.

9. A string that never bottoms out

flatten() recurses on anything that is not an int. Call it on [1, "ab", 2] and explain the RecursionError you get, given that a one-character string is still a Sequence. Then fix flatten() so a str yields as one item, and say what the same fix looks like in flatten_loop().

Where to look

Delegating with yield from shows flatten() and its base case. Iterating a str produces more strings, so the recursion has no base case to stop it. Test for str alongside int using isinstance() with a union, and apply the same test in flatten_loop().

The shape
# The shape of exercise_9.py
from collections.abc import Iterator, Sequence
from exceptions import expect

type Nested = int | Sequence[Nested]

def flatten(nested: Sequence[Nested]) -> Iterator[int]:
    ...

def flatten_str(
    nested: Sequence[Nested]
) -> Iterator[int | str]:
    ...
Solution

If you add str to the isinstance() test but leave the return type as Iterator[int], the program prints the same lists, and ty reports an invalid-yield at yield item, whose type is now int | str. The solution widens the return type with the test, so the annotation names every kind of leaf the function yields.

# exercise_9.py
from collections.abc import Iterator, Sequence
from exceptions import expect

type Nested = int | Sequence[Nested]

def flatten(nested: Sequence[Nested]) -> Iterator[int]:
    for item in nested:
        if isinstance(item, int):
            yield item
        else:
            yield from flatten(item)

def flatten_str(
    nested: Sequence[Nested]
) -> Iterator[int | str]:
    for item in nested:
        if isinstance(item, int | str):  # A str is one item
            yield item
        else:
            yield from flatten_str(item)

mixed: Sequence[Nested] = [1, "ab", 2]
expect(RecursionError, list, flatten(mixed))
#: [RecursionError] maximum recursion depth exceeded
print(list(flatten_str(mixed)))
#: [1, 'ab', 2]
print(list(flatten_str([1, ["ab", [2]], 3])))
#: [1, 'ab', 2, 3]

Descend until a leaf. flatten() asks one question, “is this an int?”, and recurses into every item that is not one. A str is not an int, so "ab" goes to flatten("ab"), which iterates it into "a". That "a" is also not an int, so flatten("ab") recurses into flatten("a"), which iterates "a" into "a". The string has stopped getting shorter. Every other sequence bottoms out because indexing it eventually yields a non-sequence, and str is the one built-in exception: a one-character string is still a Sequence of one-character strings. The recursion has no base case, so it runs until Python raises a RecursionError.

Treat a string as a leaf. The fix widens the base case rather than the recursive one. Testing isinstance(item, int | str) makes str a leaf, so flatten_str() yields each string whole instead of iterating it. The return type widens to Iterator[int | str] to say so.

flatten_loop() takes the identical fix, since flatten() and flatten_loop() differ only in how they re-yield: the same if isinstance(item, int | str) test in the same place, with the for x in flatten_loop(item) branch left alone. The bug is in the question each version asks, not in the delegation, which is why yield from neither causes the bug nor cures it.

The annotation does not help. Nested reads as though a leaf must be an int, and ty enforces that much: it rejects a float in the same list. It accepts "ab", because a str is a Sequence[str], and each of those strings is again a Sequence[str]. The string satisfies the alias’s second arm by the same endless descent that breaks flatten(). Pyright rejects the string. Under ty the failure arrives as a RecursionError at runtime rather than an error at the assignment.

10. Skipping instead of raising

typed() raises a TypeError on the first item of the wrong type, which ends the stream. Write typed_skipping(), which drops mismatched items and keeps going, then say which of the two you would want wrapping a parsed log file, and why. Which one is easier to write as TypedIterator?

Where to look

A Type-Checking Iterator shows typed() and TypedIterator. In a generator, typed_skipping() does not yield a mismatched item. In a class, __next__() must return a value or raise StopIteration, so it needs a loop that keeps pulling until an item matches.

The shape
# The shape of exercise_10.py
from collections.abc import Iterable, Iterator
from dataclasses import dataclass
from typing import override
from exceptions import expect

def typed[T](
    it: Iterable[object], expected: type[T]
) -> Iterator[T]:
    ...

def typed_skipping[T](
    it: Iterable[object], expected: type[T]
) -> Iterator[T]:
    ...

@dataclass(eq=False)
class SkippingIterator[T](Iterator[T]):
    imp: Iterator[object]
    expected: type[T]

    @override
    def __next__(self) -> T:
        ...
Solution

If SkippingIterator.__next__() drops the loop and tests only the one item it reads, a mismatch falls off the end of the method, which returns None: over the demo’s items, the class produces [1, None, 3, None, 4]. ty catches that version with an invalid-return-type, since the method can implicitly return None. The solution loops until an item matches, so every call returns a value or raises StopIteration.

# exercise_10.py
from collections.abc import Iterable, Iterator
from dataclasses import dataclass
from typing import override
from exceptions import expect

def typed[T](
    it: Iterable[object], expected: type[T]
) -> Iterator[T]:
    for obj in it:
        if not isinstance(obj, expected):
            raise TypeError(
                f"expected {expected}, "
                f"got {type(obj).__name__}")
        yield obj

def typed_skipping[T](
    it: Iterable[object], expected: type[T]
) -> Iterator[T]:
    for obj in it:
        if isinstance(obj, expected):
            yield obj

@dataclass(eq=False)
class SkippingIterator[T](Iterator[T]):
    imp: Iterator[object]
    expected: type[T]

    @override
    def __next__(self) -> T:
        for obj in self.imp:  # Pull until one matches
            if isinstance(obj, self.expected):
                return obj
        raise StopIteration

items: list[object] = [1, "two", 3, None, 4]
expect(TypeError, list, typed(items, int))
#: [TypeError] expected <class 'int'>, got str
print(list(typed_skipping(items, int)))
#: [1, 3, 4]
print(list(SkippingIterator(iter(items), int)))
#: [1, 3, 4]

Skip a mismatch and keep going. typed() and typed_skipping() ask the same isinstance() question and act differently on a no, and that difference decides what a bad item costs. typed() ends the stream: the consumer receives the 1 before "two" and nothing after it. The caller gets an exception instead of a list. typed_skipping() delivers [1, 3, 4] and says nothing about "two" or the None.

For a parsed log file, take the skipping version. A log is an append-only record that many processes write, so a malformed line is an expected event rather than a broken contract. One truncated line should not cost you the rest of the file. The raising version gives the caller no way to resume: the exception ends the generator, so continuing means parsing the file again and somehow starting past the line that failed.

That choice has a price, and it is the one this chapter keeps revisiting. Skipping is silent, so a filter that quietly drops every line looks the same as a file with nothing to report. If you take the skipping version, count what it drops and report the count.

Keep pulling until a match. The skipping version is harder to write as a class. A generator may decline to produce a value: typed_skipping() reaches an item of the wrong type and does not yield, so the for loop continues. __next__() has no such option. Every call must return a value or raise StopIteration, so SkippingIterator needs its own loop to keep pulling until a match arrives. A raising __next__() needs no loop, since it acts on the one item it just read. Generators write the state machine for you, and skipping is where you notice.